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Annette Nazareth
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11	Microsoft Word - Record of Proceedings.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-15 09:20:10 Securities and Exchange Commission Government Financial regulation United States Naked short selling Annette Nazareth Corporate crime U.S. Securities and Exchange Commission Christopher Cox
12	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]June 24, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-29 10:31:49 Financial regulation 73rd United States Congress Securities Exchange Act Annette Nazareth Regulation NMS U.S. Securities and Exchange Commission Order Corporate governance Financial economics United States Securities and Exchange Commission United States securities law Stock market
13	NSX[removed]Prefiling Exhibit 1 (page 9 – 16 of 17) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 17:00:40 Financial regulation 73rd United States Congress Securities Exchange Act Annette Nazareth U.S. Securities and Exchange Commission Financial economics Regulation NMS Corporate governance Order United States Securities and Exchange Commission Stock market United States securities law
14	MEMORANDUM TO: FROM: RE: DATE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-11 13:57:31 Financial markets Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Annette Nazareth Davis Polk & Wardwell Financial economics Investment Finance
15	360 Madison Avenue New York, NY[removed]Telephone[removed]Fax[removed]www.bondmarkets.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-20 13:49:44 Self-regulatory organization U.S. Securities and Exchange Commission Public administration Annette Nazareth Law Securities and Exchange Commission Regulation Canadian securities regulation Securities Exchange Act Financial regulation Government Economy of the Philippines
16	Final Report of the 2011 SEC Government-Business Forum on Small Business Capital Formation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-21 12:07:30 U.S. Securities and Exchange Commission Business Financial regulation Luis A. Aguilar Financial Industry Regulatory Authority Elisse B. Walter Public Company Accounting Oversight Board Center for Audit Quality Annette Nazareth United States securities law Economy of the United States Corporate crime
17	Memorandum To: File on Title VII of the Dodd-Frank Wall Street Reform and Customer Protection Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-29 16:05:37 Primary dealers Bonds Securities Securities Industry and Financial Markets Association Annette Nazareth Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Davis Polk & Wardwell Bank of America Financial economics Investment Finance
18	MEMORANDUM TO: FROM: RE: DATE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-06 15:01:39 Subprime mortgage crisis Annette Nazareth Economy of New York City Goldman Financial economics Investment Goldman Sachs Rockefeller Center
19	INTRODUCTION The Securities and Exchange Commission is pleased to provide this Annual Report for fiscal year[removed]The activities and accomplishments presented on the following pages continue the agency’s long traditi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-08-28 09:18:33 Arthur Levitt Government Ivy League Law International Organization of Securities Commissions Elisse B. Walter Annette Nazareth U.S. Securities and Exchange Commission Linda Chatman Thomsen
20	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]The Honorable Albert Gore, Jr. Vice President of the United States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2000-09-08 09:46:50 Financial system United States securities law Corporate crime U.S. Securities and Exchange Commission Financial markets Annette Nazareth International Organization of Securities Commissions Arthur Levitt Securities regulation in the United States Business Financial regulation Finance

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